Compliance jobs within Financial Services

This individual will play a key leadership role in ensuring portfolio and trading desk compliance, driving strategic compliance initiatives, and engaging with senior stakeholders across the business.

We are seeking a dedicated Chief Compliance Officer to oversee the company's compliance program and ensure that all operations and business transactions follow necessary legal and internal rules. The ideal candidate will help us maintain our reputation by making sure we are always in full compliance with all regulatory standards.

As the Head of Compliance, you will be responsible for establishing, monitoring, and maintaining a comprehensive compliance framework across all aspects of fund operations. This role is pivotal in ensuring our fund operates within the ambit of SEBI regulations and other statutory obligations. Reporting directly to the CFO, you will be expected to bring maturity, leadership, and deep functional knowledge to the role

The candidate will be responsible for overseeing the organisation's adherence to legal and regulatory requirements. This includes developing, implementing, compliance programs, ensuring internal controls, and mitigating compliance risks.

This role involves leading the Compliance department, ensuring regulatory requirements are met and risk is managed effectively in the retail banking and loans sector.

Lead Compliance - SEBI and Invit .

CS qualified candidates with 7+ years of experience in managing RBI Compliance, NCD Issuance, Secretarial compliance should apply

Supervise the payroll team and oversee the payroll function with a focus on process improvement, accuracy, and compliance  Strategize, oversee and recommend on payroll and performance evaluation systems, to bench mark us against competition and become an employer of choice  Responsible for the input, implementation, and identification of problem areas for all HR transactions and service delivery processes and recommends solutions

Responsible for end-to-end fund operations including investment and exit management, drawdowns, distributions, partner reporting, and quarterly audits, while supporting fund setup, LP communications, and compliance. Also collaborates with valuation, AP/AR teams, and contributes to review decks, LP transfers, and ad hoc projects.

The role is an exciting opportunity to take responsibility for working with the Operations Director to lead and develop the Finance function in a new business, including statutory accounting, management accounting and tax compliance

The Company Secretary will play a pivotal role in advising the board on governance, ensuring regulatory compliance, and managing the legal department of a reputable financial services organisation in Mumbai.

We are seeking a dedicated and proficient Complaince Head for our Financial Services client. The successful candidate will be responsible for managing legal matters and ensuring compliance in our Mumbai office.

Candidate with Company secretary qualification with overall 3 to 4 years of experience in FEMA , SEBI Compliance, Good in drafting MOM, Great communications skills should apply.

This is a critical role that will oversee operational finance tasks. The Finance Controller will be responsible for managing financial operations, ensuring compliance, and providing guidance to a small finance team. The ideal candidate will have a strong background in private equity and asset management, with a focus on operational execution and great knowledge of AIFs

Chief Financial Officer (CFO) - Venture Capital and Private Equity
Seeking a seasoned CFO with 20+ years of experience in VC/PE or investment-led environments to lead financial strategy, fund operations, compliance, and investor reporting at a high-growth early-stage investment firm.

The Head of Internal Audit will be responsible for providing independent and objective assurance to the Board and senior management on the effectiveness of governance, risk management, and internal controls across the organization. This individual will lead the internal audit function and play a critical role in safeguarding the company's assets, enhancing operational efficiency, ensuring regulatory compliance, and supporting sound business practices.

The Head of Collections for Secured Business is responsible for leading and managing the collections function for secured loan portfolios (such as home loans, auto loans, etc.). This role ensures effective recovery strategies, minimizes delinquency, and maintains regulatory compliance. It involves overseeing collections teams, setting performance targets, managing vendor relationships, and using data analytics to optimize recovery efforts.

The Head of Treasury in an NBFC oversees liquidity management, funding strategies, and investment decisions to ensure optimal capital utilization. They manage financial risks, maintain regulatory compliance, and build relationships with banks and financial institutions.

We are seeking a Credit Risk professional for an esteemed financial services entity. The role is crucial for ensuring effective risk management and compliance across all branches in India.

The Head - Operations Risk will be responsible for overseeing, developing, and implementing a comprehensive operational risk management framework across the organization. The role involves identifying, assessing, monitoring, and mitigating operational risks, ensuring compliance with regulatory requirements, and enhancing risk governance within the firm.

Candidate with 7 to 11 years of experience in NBFC/ Fin-tech space , working in Digital lending contracts and NBFC Compliance

We are seeking an exceptional AVP - Total Rewards, HR Ops & Performance Management who can manage the compensation, benefits, HR operations, Compliance and performance management systems of our insurance client.

Lead and oversee the IT systems and strategy for the channels of a leading public sector bank. Develop and implement strategic technology initiatives while collaborating with department heads. Manage IT budgeting, resource allocation, and vendor relationships. Ensure regulatory compliance, enforce IT policies, and oversee the implementation of new systems and infrastructure.

The Central Finance Controller will be responsible for overseeing financial operations, ensuring compliance with regulatory requirements, driving financial planning & analysis (FP&A), and implementing robust internal controls. The role requires a deep understanding of the Indian financial ecosystem and strong analytical skills.

This role involves managing end-to-end reporting processes, ensuring compliance with regulatory obligations, and collaborating with cross-functional teams to ensure accurate, timely submissions. The ideal candidate will have strong experience in regulatory reporting, project management, and process optimisation, with a focus on ensuring compliance and operational efficiency across teams.

Opportunity to develop, implement, and manage risk policies and frameworks for Digital Partnership programs to ensure portfolio quality and compliance to digital lending guidelines

The Policy Review Lead is responsible for overseeing the review of organisational policies to ensure alignment with regulatory requirements, industry standards, and organisational objectives. This role involves collaborating with stakeholders to assess policy effectiveness, identify gaps, and drive policy-related initiatives to enhance compliance, mitigate risks, and improve operational efficiency

The AVP- Regulatory Reporting is responsible for managing and overseeing regulatory reporting and compliance within the Banking & Financial Services Department of the company.

The SR. Manager/AVP - Risk & Governance will oversee risk management and governance operations, while ensuring compliance according to the NBFC framework

The Legal Manager will be responsible for the smooth execution of legal processes, ensuring legal compliance and financial processes during the setup of the NBFC and its initial operations.