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Compliance Officer

India Permanent View Job Description
The role of Compliance Officer focuses on ensuring adherence to regulatory requirements and company policies.
  • Opportunities to grow your career
  • A supportive work environment

About Our Client

Financial Services industry.

Job Description

1.Regulatory Compliance & Governance

-Ensure compliance with SEBI (AIF/Portfolio Management), RBI, Companies Act, and IFSCA (GIFT City) regulations

-Monitor and interpret regulatory changes and advise business teams proactively

2. GIFT City (IFSCA) Compliance

-Lead compliance setup and ongoing obligations for GIFT City entities

-Liaise with IFSCA authorities on licensing, reporting, and inspections

3. Private Equity & IPW Coverage

-Review investment documents, fund structures, and investor communications

4. Policies, Controls & Risk Management

-Develop and implement compliance policies, SOPs, and internal controls

-Conduct periodic compliance testing, audits, and risk assessments

5. Stakeholder Management

-Act as a key point of contact for global compliance, legal, and business teams

-Support internal and external audits, DDQs, and regulatory inspections

6. Reporting & Training

-Prepare compliance reports for senior management and global teams

-Conduct training sessions for employees on regulatory requirements and policies

The Successful Applicant

A successful Compliance Officer should have:

  • 5-8 years of experience in compliance within asset management / PE / financial services
  • Strong exposure to SEBI AIF / PMS regulations and IFSCA (GIFT City)
  • Experience working with global firms / cross-border structures preferred

What's on Offer

A competitive salary package

Quote job ref
JN-062026-7040372

Job summary

Function
Banking & Financial Services
Sub Sector
Finance
What is your area of specialisation?
Financial Services
Location
India
Job Type
Permanent
Job Reference
JN-062026-7040372

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.