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Compliance Officer (AIF) | 10+ PQE | Mumbai

Mumbai Permanent View Job Description
Senior leadership role responsible for driving governance, regulatory compliance, and corporate secretarial functions across a complex investment platform, while partnering closely with Boards, regulators, and institutional stakeholders.The position offers significant exposure to fund structures, strategic decision-making, and the oversight of multiple entities within a dynamic financial services environment
  • Only candidates with 10+ years of AIF compliance experience should apply.
  • Only Mumbai-based candidates or those open to relocation should apply.

About Our Client

Our client is a highly reputed investment and asset management platform with a significant presence in the Indian market and a global investor base.

Job Description

  • Lead Governance & Board Management: Act as a trusted advisor to senior leadership and oversee board, committee, and corporate governance processes.
  • Drive Regulatory Compliance: Ensure compliance with SEBI AIF Regulations, the Companies Act, FEMA, and other applicable regulatory frameworks, while managing regulatory filings and reporting.
  • Manage Stakeholder Relationships: Work closely with institutional investors, regulators, trustees, auditors, custodians, and other key stakeholders.
  • Oversee Compliance Frameworks & Risk Management: Develop and strengthen compliance programs, internal controls, governance policies, audits, and regulatory reviews across entities and funds.
  • Support Fund & Corporate Lifecycle Activities: Lead governance and compliance aspects of fund formation, restructuring, capital raising, portfolio management, and corporate secretarial activities.

The Successful Applicant

  • Qualified Company Secretary (ICSI mandatory); LLB or equivalent qualification preferred.
  • 10+ years of experience across AIF, private equity, asset management, or financial services.
  • Strong expertise in SEBI/IFSCA AIF Regulations, corporate law, institutional investor engagement, and managing complex multi-entity/SPV structures

What's on Offer

  • High-impact leadership role with direct Board and senior stakeholder exposure.
  • Opportunity to shape governance and compliance within a leading investment platform.
  • Strong visibility, strategic influence, and long-term career growth
Quote job ref
JN-082026-7087872

Job summary

Function
Legal
Sub Sector
Head of Compliance
What is your area of specialisation?
Financial Services
Location
Mumbai
Job Type
Permanent
Job Reference
JN-082026-7087872

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.