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Compliance Lead- PMS and AIF

Mumbai Permanent View Job Description
The Compliance Lead will oversee regulatory compliance for Portfolio Management Services (PMS) and Alternative Investment Funds (AIF), ensuring adherence to SEBI regulations and internal governance standards while supporting business growth
  • Opportunity to work with a leading financial institution
  • Opportunity to work directly with the senior management

About Our Client

Leading financial institution

Job Description

  • Lead compliance framework for PMS and AIF businesses in line with SEBI regulations, circulars, and guidelines.
  • Act as key point of contact with regulators, trustees, custodians, auditors, and internal stakeholders.
  • Ensure timely filings, disclosures, reporting, and regulatory submissions.
  • Advise senior management and investment teams on regulatory implications of new products, structures, and strategies.
  • Monitor regulatory changes and drive implementation across PMS and AIF operations.
  • Oversee internal controls, compliance testing, audits, and remediation plans.
  • Manage AML/KYC compliance, code of conduct, conflict of interest, and governance policies.
  • Support regulatory inspections and examinations, ensuring effective closure of observations.



The Successful Applicant

  • 10+ years of compliance experience in PMS and/or AIF, preferably within wealth or asset management.
  • Strong working knowledge of SEBI PMS & AIF Regulations.
  • Professional qualification in law, CA, CS, or equivalent.
  • Proven ability to work independently, manage stakeholders, and communicate with regulators.
  • High integrity, attention to detail, and strong risk awareness.



What's on Offer

Opportunity to work directly with senior management

Quote job ref
JN-042026-7000690

Job summary

Function
Banking & Financial Services
Sub Sector
Compliance & Legal
What is your area of specialisation?
Financial Services
Location
Mumbai
Job Type
Permanent
Job Reference
JN-042026-7000690

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.