Compliance jobs in Banking & Financial Services

This individual will play a key leadership role in ensuring portfolio and trading desk compliance, driving strategic compliance initiatives, and engaging with senior stakeholders across the business.

We are seeking a dedicated Chief Compliance Officer to oversee the company's compliance program and ensure that all operations and business transactions follow necessary legal and internal rules. The ideal candidate will help us maintain our reputation by making sure we are always in full compliance with all regulatory standards.

As the Head of Compliance, you will be responsible for establishing, monitoring, and maintaining a comprehensive compliance framework across all aspects of fund operations. This role is pivotal in ensuring our fund operates within the ambit of SEBI regulations and other statutory obligations. Reporting directly to the CFO, you will be expected to bring maturity, leadership, and deep functional knowledge to the role

The candidate will be responsible for overseeing the organisation's adherence to legal and regulatory requirements. This includes developing, implementing, compliance programs, ensuring internal controls, and mitigating compliance risks.

Global Direct Taxation Compliance

We are looking for a detail-oriented and analytical Treasury Mid Office Manager to support and oversee the control framework around treasury activities. This role acts as a critical link between the front office and back office, ensuring accurate trade capture, risk monitoring, and compliance with internal policies and regulatory standards

This is a critical role that will oversee operational finance tasks. The Finance Controller will be responsible for managing financial operations, ensuring compliance, and providing guidance to a small finance team. The ideal candidate will have a strong background in private equity and asset management, with a focus on operational execution and great knowledge of AIFs

The Head of Treasury in an NBFC oversees liquidity management, funding strategies, and investment decisions to ensure optimal capital utilization. They manage financial risks, maintain regulatory compliance, and build relationships with banks and financial institutions.

Chief Financial Officer (CFO) - Venture Capital and Private Equity
Seeking a seasoned CFO with 20+ years of experience in VC/PE or investment-led environments to lead financial strategy, fund operations, compliance, and investor reporting at a high-growth early-stage investment firm.

The Head of Internal Audit will be responsible for providing independent and objective assurance to the Board and senior management on the effectiveness of governance, risk management, and internal controls across the organization. This individual will lead the internal audit function and play a critical role in safeguarding the company's assets, enhancing operational efficiency, ensuring regulatory compliance, and supporting sound business practices.

We are seeking an experienced finance leader to oversee business finance operations, including FP&A, costing, and compliance, for a multinational pharmaceutical manufacturing company based in Bangalore. The role involves strategic financial planning, risk management, and collaboration with cross-functional teams to support organizational growth.

We are on the lookout for a Chief Risk Officer who will oversee the identification, evaluation, and mitigation of risks within the insurance industry. This position is based in Mumbai, and it requires an individual with a deep understanding of risk & compliance within the insurance sector.

We are seeking a Credit Risk professional for an esteemed financial services entity. The role is crucial for ensuring effective risk management and compliance across all branches in India.

The Head of Collections for Secured Business is responsible for leading and managing the collections function for secured loan portfolios (such as home loans, auto loans, etc.). This role ensures effective recovery strategies, minimizes delinquency, and maintains regulatory compliance. It involves overseeing collections teams, setting performance targets, managing vendor relationships, and using data analytics to optimize recovery efforts.

The Head - Operations Risk will be responsible for overseeing, developing, and implementing a comprehensive operational risk management framework across the organization. The role involves identifying, assessing, monitoring, and mitigating operational risks, ensuring compliance with regulatory requirements, and enhancing risk governance within the firm.

The Policy Review Lead is responsible for overseeing the review of organisational policies to ensure alignment with regulatory requirements, industry standards, and organisational objectives. This role involves collaborating with stakeholders to assess policy effectiveness, identify gaps, and drive policy-related initiatives to enhance compliance, mitigate risks, and improve operational efficiency