Compliance jobs in Banking & Financial Services

The VP - Compliance Testing & Regulatory Compliance will oversee compliance testing and ensure adherence to regulatory requirements within the financial services. This role is based in Mumbai and requires expertise in compliance testing and Regulatory.

The Compliance Officer will be responsible for ensuring that all regulatory and legal requirements are met within the banking and financial services department. This role demands expertise in compliance processes and a strong understanding of the business services industry.

The Head of Compliance role in the Banking & Financial Services department requires expertise in managing regulatory frameworks and ensuring adherence to industry standards. This position is ideal for professionals with a strong background in compliance within the business services sector.

Candidates with a CS/LLB qualification and 3-6 years PQE, with strong experience in regulatory compliance, audits, and filings across global frameworks, should apply.

The SVP - Compliance Operations will oversee and ensure adherence to regulatory requirements within the NBFC industry This role requires a strong understanding of compliance frameworks and the ability to lead operational excellence in a Mumbai-based environment.

Leads a global compliance services practice across asset management, banking, and private markets, driving strategy, growth, and client engagement. Designs scalable offerings in AML, KYC, regulatory reporting, and investment compliance, oversees global delivery, and promotes AI-driven solutions while managing senior client relationships, P&L, and teams.

The Compliance Lead will oversee regulatory compliance for Portfolio Management Services (PMS) and Alternative Investment Funds (AIF), ensuring adherence to SEBI regulations and internal governance standards while supporting business growth

Finance, Accounting & Tax Responsibilities:
* Oversee fund accounting and reporting, coordinating with third-party administrators.
* Review and approve financial statements for the fund, GP, and co-investment vehicles.
* Manage capital call and distribution processes, ensuring accuracy and timeliness.

Candidates with a CS or equivalent qualification and 3-6 yrs PQE, with strong experience in KYC/investor due diligence, corporate governance and excellent written/communication skills, should apply.

This role focuses on supporting fund accounting and operations for semi-liquid wealth vehicles, including NAV delivery, audits, and regulatory reporting. It involves close coordination with fund administrators, portfolio teams, and finance leadership to ensure accurate financial records and compliance.

This role involves leading accounting, operations, and reporting for semi-liquid wealth management funds, including SEC-registered and UCITS structures. It requires strong expertise in regulatory reporting, fund operations, and coordination with global teams across finance, portfolio, and compliance functions.

This role involves leading fund accounting, financial reporting, and investor-related activities for private fund vehicles from a centralized global capability center. It includes oversight of NAV approvals, liquidity management, compliance, and coordination with global stakeholders including auditors, tax teams, and investor relations.

The role of Executive Director, OTCR, Technology Resilience is to lead and oversee the operational technology and cyber resilience initiatives within the banking and financial services sector. This position requires expertise in developing strategies, ensuring compliance, and mitigating risks to maintain a secure and resilient technology infrastructure.

This role would require the incumbent to manage end-to-end operations for PMS (Portfolio Management Services), ensuring efficient fund administration, regulatory compliance, and seamless coordination with internal and external stakeholders.

The Finance Manager will be a part of the Finance and Operations team responsible for fund management, accounting, audit, valuation, taxation, finance operations, reporting and compliance and related matters.

This role focuses on managing US tax compliance and reporting processes within the financial services industry, specifically fund management. The successful candidate will ensure adherence to regulatory requirements while supporting tax planning and optimization initiatives.

The Head - Investment Back Office will lead and oversee all investment operations and post-trade activities for the life insurance portfolio, ensuring accuracy, regulatory compliance, operational efficiency, and strong governance. The role is critical in managing large investment portfolios while ensuring adherence to IRDAI regulations, internal controls, and audit requirements.

Reporting to the Director, Finance Private Equity the Manager will be responsible for supporting and managing aspects of the Financial Reporting function of the BBU group of entities, ensuring accuracy, compliance, and efficient financial operations. The Manager will work closely with internal stakeholders to deliver high quality outputs and support the growing needs of the underlying business.

The Chief Information Security Officer will lead the design and execution of a comprehensive security program to protect digital assets, customer data, and business operations. The role involves building scalable security frameworks to support rapid rural expansion, ensuring compliance with RBI, IRDAI, and data protection regulations, while safeguarding trust across 150,000+ households and a growing franchise network.

The AVP/DVP - Risk will oversee the risk management framework, ensuring compliance. This position is based in Mumbai, requires strong expertise in risk and compliance to support business objectives.

The role will be responsible for implementing and managing central risk policies and committee TORs, ensuring alignment with regulatory expectations, and driving a culture of proactive risk management across the organization. This role will serve as a key liaison between the Risk function and internal/external stakeholders, including Audit, Compliance, and the Board.

Seeking a detail‑oriented and proactive Chartered Accountant to join a Category II Alternative Investment Fund (AIF), supporting the principals across accounting, investment oversight, financial controls, and strategic initiatives. This role offers high visibility and the opportunity to contribute meaningfully to wealth management, compliance, and long‑term capital planning.

This role leads end-to-end KYC and AML service delivery operations for Financial Services clients, with accountability for compliance, operational excellence, and global regulatory standards. The position requires a strong operations and people leadership background, supporting accounting and finance stakeholders while managing large, cross-border teams.

The Head - Operations will be responsible for leading, designing, executing and controlling all operational processes of India's Captive NBFC.This role will oversee Inventory Funding, Loan Operations, Collateral & Documentation Management, Process Re-engineering, Customer Experience, Operational Risk, and Audit & Compliance adherence.

The role involves driving fundraising and capital‑raising efforts while supporting deal execution and maintaining strong investor relationships across targeted pools such as family offices and small to mid‑sized funds. It is a hands‑on position requiring a balanced focus across fundraising, deal support, and compliance, with direct engagement in building long‑term, trust‑based partnerships within the investment ecosystem.

• Responsible for day-to-day operational management of 'private credit' solutions and investment vehicles.
• The role includes oversight of fund accounting, investor reporting, middle- and back-office activities, compliance coordination, and ensuring smooth execution of operational processes in line with regulatory and investor requirements.

The Retail Product Manager will be responsible for designing, developing, and managing retail financial products and value-added programs for automobile customers across the dealer network. The role involves end-to-end ownership of product strategy, pricing, policy formulation, customer value proposition, digital journey enhancement, and cross-functional collaboration with Sales, Risk, Credit, Operations, Compliance, and OEM partners.