Save Job Back to Search Job Description Summary Similar JobsOnly candidates based out of/open to relocate to Mumbai to applyOnly candidates with 8-12 years post-qualification experience to applyAbout Our ClientThe hiring organisation is a recognised leader in the Financial Services space.Job DescriptionAIF & Fund-Level Compliance: Ensure ongoing compliance with SEBI AIF Regulations, circulars, guidelines and PPM obligations. Oversee fund-level compliance, including drawdowns, distributions, investor reporting and disclosures.Regulatory & Platform Compliance: Manage regulatory compliance for setting up, registration and operations of asset management platforms including AIFs, Investment Advisor, Portfolio Manager, Merchant Banker, Mutual Funds, Distribution and insurance products. Also, formulate, review and implement codes, policies and regulatory frameworks. Prepare and file applications, returns, intimations, placement memorandums and reports with authorities including SEBI, MCA, RBI, ROC and DepositoriesLegal Responsibilities: Legal review and negotiation of NDAs, DAs, CAs, Side letters, Fund documentation and platform agreements. Also, ensure alignment of legal documentation with regulatory and commercial requirementsCorporate Secretarial Responsibilities: Handle end-to-end corporate secretarial matters, including Board/Committee/shareholder meetings. Preparation and finalisation of agenda, notes, minutes, circular resolutions and annual reports - MCA filings, statutory disclosures and returns.Regulatory Monitoring & Advisory: Keep abreast of regulatory developments and proactively assess their impact on the business and ensure compliance with applicable laws including Companies Act, 2013, Secretarial Standards, LLP Act, 2008, FEMA, SEBI AIF, IA, Portfolio Manager, Merchant Banker and Mutual Fund Regulations, SEBI Insider Trading Regulations, Depositories ActThe Successful ApplicantA successful candidate should have:Qualified Company Secretary (CS); LLB preferred8+ years of experience in compliance/legal/secretarial roles with AIFs, Asset management companies, wealth platforms, Financial services, and regulated entitiesExperience in SEBI-facing roles and regulatory inspectionsExcellent stakeholder management and communication skillsAbility to balance commercial objectives with complianceWhat's on OfferOpportunities for professional growth and skill enhancement.A collaborative and supportive company culture.Quote job refJN-022026-6938133Job summaryFunctionLegalSub SectorLegal Support - In HouseWhat is your area of specialisation?Financial ServicesLocationMumbaiJob TypePermanentJob ReferenceJN-022026-6938133
